Steve Matthews, CFA, is a principal at Carlson Brothers, a leading regional investment bank specializing in initial public offerings of small to mid-sized biotech firms. Just before many of the IPOs are offered to the general public, Matthews arranges for 10% of the shares to be distributed to management of the firm going public. This action is a violation of the Standard concerning:

[单选题]Tibor Figeczky, CFA, is an equity trader at Global Investment Bank (GB), Fi

[单选题]As a condition of his employment with an investment bank, Abasi Hasina, CFA

[单选题]Anna Cheung, CFA, the marketing director at First Financials, plans to be a

[单选题]Gardner Knight, CFA, is a product development specialist at an investment b

[单选题]Elbie Botha, CFA, an equity research analyst at an investment bank, disagre

[单选题]Teresa Staal, CFA is an investment officer in a bank trust department. She

[单选题]Margie Germainne, CFA, is a risk management consultant who has been asked b

[单选题]Monique Gretta, CFA, is a research analyst at East West Investment Bank. Pr

[单选题]Margie Germainne, CFA, is a risk management consultant who has been asked b

[单选题]Kazuya Kato, CFA, is a widely followed economist at a global investment ban