[单选题]

Yao Tsang, CFA has a large percentage of his net worth invested in the Australian mining company, Outback Mines, which he has held for many years. Tsang is in the process of moving to a new employer where he is responsible for initiating research on mining companies. Shortly after his move, Tsang is asked to complete a research report on Outback. In order to meet the CFA Institute Standards of Professional Conduct concerning his stock holding, which of the following actions is most appropriate for Tsang to take?

A.Disclose his stock holding to his employer and to clients.

B.Sell his stock holdings to eliminate any potential conflict of interest.

C.Refuse to write the report and ask his employer to assign another analyst to complete the analysis.

参考答案与解析:

相关试题

Raymond Ortiz, CFA, provides investment advice to high-net-worth investors. Ortiz has just completed

[单选题]Raymond Ortiz, CFA, provides investment advice to high-net-worth investors.

  • 查看答案
  • Wei Zhang, CFA, manages accounts for high net worth clients including his own family's account.

    [单选题]Wei Zhang, CFA, manages accounts for high net worth clients including his o

  • 查看答案
  • Li Feng, CFA, manages accounts for high net worth clients including his own family's account. H

    [单选题]Li Feng, CFA, manages accounts for high net worth clients including his own

  • 查看答案
  • Jennifer Ducumon, CFA, is a portfolio manager for high-net-worth individuals at Northeast Investment

    [单选题]Jennifer Ducumon, CFA, is a portfolio manager for high-net-worth individual

  • 查看答案
  • Jennifer Ducumon, CFA, is a portfolio manager for high-net-worth individuals at Northeast Investment

    [单选题]Jennifer Ducumon, CFA, is a portfolio manager for high-net-worth individual

  • 查看答案
  • James Simone, CFA, the CFO of a publicly listed company, seeks to improve the quality of his company

    [单选题]James Simone, CFA, the CFO of a publicly listed company, seeks to improve t

  • 查看答案
  • David Bravoria, CFA, is an independent financial advisor for a high net worth client with whom he ha

    [单选题]David Bravoria, CFA, is an independent financial advisor for a high net wor

  • 查看答案
  • Jarrett Rogers, CFA, recommends investment advisers to high net worth individuals. Investment advise

    [单选题]Jarrett Rogers, CFA, recommends investment advisers to high net worth indiv

  • 查看答案
  • Zhang Zhong, CFA, is a portfolio manager in a large investment management company. He discovers that

    [单选题]Zhang Zhong, CFA, is a portfolio manager in a large investment management c

  • 查看答案
  • Peter Taylor, a CFA charterholder and a food industry analyst for a large investment firm, has been

    [单选题]Peter Taylor, a CFA charterholder and a food industry analyst for a large i

  • 查看答案
  • Yao Tsang, CFA has a large percentage of his net worth invested in the Australian mining company, Ou