Joan Tasha, CFA, a supervisor at Olympia Advisors (OA), wrote and implemented compliance policies at her firm. A long time OA employee, Derek Longtree, recently changed the asset allocation of a client, which is inconsistent with her financial needs and objectives and with OA's policies. Until now Longtree has never violated OA's policies. Tasha discusses the issue with Longtree but takes no further action. Do Tasha's actions concerning Longtree most likely violate any CFA Institute Standards of Professional Conduct?

[单选题]Mariam Musa, CFA, head of compliance at Dunfield Brokers, questions her col

[单选题]Mariam Musa, CFA, head of compliance at Dunfield Brokers, questions her col

[单选题]Who is most likely responsible for claiming and maintaining compliance with

[单选题]Kim Klausner, CFA, monitors several hundred employees as head of compliance

[单选题]Kim Klausner, CFA, monitors several hundred employees as head of compliance

[单选题]Fundamental Asset Managers claims compliance with the CFA Institute Global

[单选题]Benefits of compliance with the CFA Institute Global Investment Performance

[单选题]Sergio Morales, CFA believes he has found evidence his supervisor is engage

[单选题]Sergio Morales, CFA, believes he has found evidence that his supervisor is

[单选题]Johannes Meir, CFA, is a compliance officer for Family Estate Planning, LLC