[单选题]

Jackson Barnes, CFA, works for an insurance company providing financial planning services to clients for a fee. Barnes has developed a network of specialists, including accountants, lawyers, and brokers who contribute their expertise to the financial planning process. Each of the specialists is an independent contractor. Each contractor bills Barnes separately for the work he or she performs, providing a discount based upon the number of clients Barnes has referred. What steps should Barnes take to be consistent with the CFA Institute Standards of Professional Conduct?

A.Have his independent contractors approved by the insurance company

B.List the consideration he receives from the specialists on monthly client invoices

C.Inform potential clients about his arrangement with the contractors before they agree to hire him

参考答案与解析:

相关试题

Jackson Barnes, CFA, works for an insurance company providing financial planning services to clients

[单选题]Jackson Barnes, CFA, works for an insurance company providing financial pla

  • 查看答案
  • Providing information about the performance of a company, its financial position, and changes in fin

    [单选题]Providing information about the performance of a company, its financial pos

  • 查看答案
  • Victoria Christchurch, CFA, is a management consultant currently working with a financial services f

    [单选题]Victoria Christchurch, CFA, is a management consultant currently working wi

  • 查看答案
  • Noor Hussein, CFA, runs a financial advisory business, specializing in retirement planning and inves

    [单选题]Noor Hussein, CFA, runs a financial advisory business, specializing in reti

  • 查看答案
  • Karen Wilson, CFA, supervises eight junior analysts at Spartan Financial Services. Karen suspects th

    [单选题]Karen Wilson, CFA, supervises eight junior analysts at Spartan Financial Se

  • 查看答案
  • James Simone, CFA, the chief financial officer of a publicly listed company, seeks to improve the qu

    [单选题]James Simone, CFA, the chief financial officer of a publicly listed company

  • 查看答案
  • Sally Albright, CFA, works full time for Frank & Company, an investment management firm, as a fi

    [单选题]Sally Albright, CFA, works full time for Frank & Company, an investment man

  • 查看答案
  • Financial Planning: the factors involved

    [试题]F.inancial Planning: the factors involved in deciding on appropriate pricing strategies

  • 查看答案
  • A company that prepares its financial statements in accordance with International Financial Reportin

    [单选题]A company that prepares its financial statements in accordance with Interna

  • 查看答案
  • A company that prepares its financial statements in accordance with International Financial Reportin

    [单选题]A company that prepares its financial statements in accordance with Interna

  • 查看答案
  • Jackson Barnes, CFA, works for an insurance company providing financial planning services to clients