[单选题]

Colleen O'Neil, CFA, manages a private investment fund with a balanced global investment mandate. Her clients insist that her personal investment portfolio replicate the investments within their portfolio to assure them she is willing to put her money at risk. By undertaking which of the following simultaneous investment actions for her own portfolio would O'Neil most likely be in violation of Standard VI (B) Priority of Transactions?

A.Sale of a listed U.S. blue chip value stock

B.Participation in a popular frontier market IPO

C.Purchase of a UK government bond in the primary market

参考答案与解析:

相关试题

Colleen O'Neil, CFA, manages a private investment fund with a balanced global investmentmandate

[单选题]Colleen O'Neil, CFA, manages a private investment fund with a balanced glob

  • 查看答案
  • Claire Marlin, CFA, manages an investment fund specializing in foreign currency trading. Marlin writ

    [单选题]Claire Marlin, CFA, manages an investment fund specializing in foreign curr

  • 查看答案
  • A stated objective of the CFA Institute's Global Investment Performance Standards (GIPS) is to:

    [单选题]A stated objective of the CFA Institute's Global Investment Performance Sta

  • 查看答案
  • Christy Pasley, CFA, is the Chief Investment Officer for Risen Investment Funds (RIF) a mutual fund

    [单选题]Christy Pasley, CFA, is the Chief Investment Officer for Risen Investment F

  • 查看答案
  • Colin Caldwell, CFA, is the chief investment officer of Northwest Mutual Fund, whose investment obje

    [单选题]Colin Caldwell, CFA, is the chief investment officer of Northwest Mutual Fu

  • 查看答案
  • Antonio Mendoza, CFA, is an investment manager in private practice under the name Mendoza Investment

    [单选题]Antonio Mendoza, CFA, is an investment manager in private practice under th

  • 查看答案
  • Teresa Avila, CFA is a micro cap investment analyst at a hedge fund. The fund requires Avila to hold

    [单选题]Teresa Avila, CFA is a micro cap investment analyst at a hedge fund. The fu

  • 查看答案
  • Fundamental Asset Managers claims compliance with the CFA Institute Global Investment Performance St

    [单选题]Fundamental Asset Managers claims compliance with the CFA Institute Global

  • 查看答案
  • Benefits of compliance with the CFA Institute Global Investment Performance Standards (GIPSR)least l

    [单选题]Benefits of compliance with the CFA Institute Global Investment Performance

  • 查看答案
  • Teresa Staal, CFA is an investment officer in a bank trust department. She manages money for celebri

    [单选题]Teresa Staal, CFA is an investment officer in a bank trust department. She

  • 查看答案
  • Colleen O'Neil, CFA, manages a private investment fund with a balanced global investment mandat