A.Need not disclose the referral fee but cannot trade on the non-public information.
B.Must disclose the referral fee and cannot trade on the non-public information.
C.Must disclose the referral fee but may trade on the non-public information.
[单选题]Bryan Barrett, CFA has an investment advisory service providing advice on g
[单选题]Charles Mbuwanga, a Level Ⅲ CFA candidate, is the business development mana
[单选题]Wang Dazong, CFA, is a sole proprietor investment advisor. Dazong believes
[单选题]Ross Dunder, CFA, is the CIO for Bling Trust (BT), an investment advisor. D
[单选题]Praful Chandarana, CFA, is starting a new business to offer investment-cons
[单选题]Theresa Hatcher, CFA, is making arrangements to establish her own investmen
[单选题]Jack Steyn, CFA, recently became the head of the trading desk at a large in
[单选题]Antonio Mendoza, CFA, is an investment manager in private practice under th
[单选题]Christy Pasley, CFA, is the Chief Investment Officer for Risen Investment F
[单选题]Colin Caldwell, CFA, is the chief investment officer of Northwest Mutual Fu